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STASH CAPITAL LLC

Information

Reporter ID: STSH
Reporter Type: Broker-Dealer
Current Report URL: https://public.s3.com/rule605/stsh/

Submission History

Submit Date	Report URL	Comments
09-09-2026	https://public.s3.com/rule605/stsh/
08-03-2026	https://public.s3.com/rule605/STSH

liquidity

Investment Risk

Understanding Market Liquidity and Your Investments

Insight

FINRA-Interactive Data Structured Products Aggregate Reports Now Available via FINRA API Platform

23-02357.pdf

20-00840.pdf

26-00191.pdf

CHARLES SCHWAB & CO., INC.

Information

Reporter ID: CHAS
Reporter Type: Broker-Dealer
Current Report URL: https://schwab.com/legal/sec-605

Submission History

Submit Date	Report URL	Comments
07-31-2026	https://schwab.com/legal/sec-605

GFI SECURITIES LLC

Information

Reporter ID: GFIS
Reporter Type: Broker-Dealer
Current Report URL: http://disclosures.bxstech.com/gfis/606/

Submission History

Submit Date	Report URL	Comments
07-31-2026	http://disclosures.bxstech.com/gfis/606/

CITIGROUP GLOBAL MARKETS INC.

Information

Reporter ID: CGWM
Reporter Type: Broker-Dealer
Current Report URL: https://www.citigroup.com/rcs/citigpa/storage/public/sec-rule-605-disclosure.pdf

Submission History

Submit Date	Report URL	Comments
09-04-2026	https://www.citigroup.com/rcs/citigpa/storage/public/sec-rule-605-disclosure.pdf
07-31-2026	http://www.citigroup.com/rcs/citigpa/storage/public/sec-rule-605-disclosure_202501.pdf

PARK AVENUE SECURITIES LLC

Information

Reporter ID: PAWM
Reporter Type: Broker-Dealer
Current Report URL: https://nms605.karngroup.com/2b78d32c5545465451773d3d

Submission History

Submit Date	Report URL	Comments
07-31-2026	https://nms605.karngroup.com/2b78d32c5545465451773d3d