2024081403001 Scott Lewis CRD 3117679 AWC lp (2024-1718324411781).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2024081403001
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Scott Lewis (Respondent)
Investment Company and Variable Contracts Products Representative
CRD No. 3117679
Pursuant to FINRA Rule 9216, Respondent Scott Lewis submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.