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Edward Jones

Information

Reporter ID: EDJO
Reporter Type: Broker-Dealer
Current Report URL: https://public.s3.com/rule605/edjo/

Submission History

Submit Date	Report URL	Comments
07-06-2026	https://public.s3.com/rule605/edjo/
12-21-2015	http://vrs.vista-one-solutions.com/sec605rule.aspx

DOWLING & PARTNERS SECURITIES, LLC

Information

Reporter ID: DOWL
Reporter Type: OTC Market Maker
Current Report URL: http://private.bestxstats.com/605_public/?bxs_mpid=dowling

Submission History

Submit Date	Report URL	Comments
09-01-2022	http://private.bestxstats.com/605_public/?bxs_mpid=dowling

DAVIDSON (D.A.) & CO. INC.

Information

Reporter ID: DADA
Reporter Type: OTC Market Maker
Current Report URL: http://vrs.vista-one-solutions.com/sec605rule.aspx

Submission History

Submit Date	Report URL	Comments
11-19-2015	http://vrs.vista-one-solutions.com/sec605rule.aspx

DAIWA CAPITAL MARKETS AMERICA INC.

Information

Reporter ID: DAWA
Reporter Type: OTC Market Maker
Current Report URL: https://brxecs.broadridge.com/public/d4568e59-8f68-d4d7-9c90-b6a0d29ab1c6

Submission History

Submit Date	Report URL	Comments
11-02-2020	https://brxecs.broadridge.com/public/d4568e59-8f68-d4d7-9c90-b6a0d29ab1c6

CODA Markets, Inc.

Information

Reporter ID: CODA
Reporter Type: Alternative Trading System
Current Report URL: https://public.s3.com/rule605/coda/

Submission History

Submit Date	Report URL	Comments
09-26-2022	https://public.s3.com/rule605/coda/	For reports prior to July 2020 please see:https://nms605.karngroup.com/41422b985130394551513d3d

CITIGROUP GLOBAL MARKETS INC.

Information

Reporter ID: SBSH
Reporter Type: OTC Market Maker
Current Report URL: https://www.citigroup.com/icg/about/assets/docs/SEC-Rule-605-Disclosure.pdf

Submission History

Submit Date	Report URL	Comments
05-09-2023	https://www.citigroup.com/icg/about/assets/docs/SEC-Rule-605-Disclosure.pdf

CITADEL SECURITIES, LLC

Information

Reporter ID: CDRG
Reporter Type: OTC Market Maker
Current Report URL: https://www.finra.org/filing-reporting/regulation-nms/sec-rule-605-reports

Submission History

Submit Date	Report URL	Comments
07-01-2026	https://www.finra.org/filing-reporting/regulation-nms/sec-rule-605-reports
07-01-2026	https://www.citadelsecurities.com/rule-605-606-statements/
11-27-2019	http://www.citadelsecurities.com/rule-605-606-statements/

CANTOR, FITZGERALD & CO.

Information

Reporter ID: CANT
Reporter Type: OTC Market Maker
Current Report URL: http://disclosures.bxstech.com/cant/

Submission History

Submit Date	Report URL	Comments
08-25-2015	http://disclosures.bxstech.com/cant/	disclosures.bxstech.com/cant/

Canaccord Genuity Inc.

Information

Reporter ID: CSTI
Reporter Type: OTC Market Maker
Current Report URL: http://vrs.vista-one-solutions.com/sec605rule.aspx

Submission History

Submit Date	Report URL	Comments
09-01-2015	http://vrs.vista-one-solutions.com/sec605rule.aspx

CANACCORD GENUITY INC.

Information

Reporter ID: ADAM
Reporter Type: OTC Market Maker
Current Report URL: http://vrs.vista-one-solutions.com/sec605rule.aspx

Submission History

Submit Date	Report URL	Comments
09-01-2015	http://vrs.vista-one-solutions.com/sec605rule.aspx	Prior to 9/30/07 the website was