FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023078342801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Thomas Phillip Simpson (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 5335897 Pursuant to FINRA Rule 9216, Respondent Thomas Phillip Simpson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061216402 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John James Hoidas (Respondent) Former General Securities Representative CRD No. 1937971 Pursuant to FINRA Rule 9216, Respondent John J. Hoidas submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072252801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Joseph Civiletti (Respondent) Former General Securities Representative CRD No. 2246140 Pursuant to FINRA Rule 9216, Respondent Joseph Civiletti submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076459303 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Monmouth Capital Management LLC Member Firm CRD No. 290248 Pursuant to FINRA Rule 9216, Respondent Monmouth Capital Management LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066334701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: David Alan Snavely (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 2030866 Pursuant to FINRA Rule 9216, Respondent David Alan Snavely submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, \VAIVER, AND CONSENT NO. 2021070378301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dominic Carlo (Respondent) General Securities Representative CRD No. 2731304 Pursuant to FINRA Rule 9216, Respondent Dominic Carlo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072184901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Timothy R. Bush (Respondent) Former General Securities Representative CRD No. 3276071 Pursuant to FINRA Rule 9216, Respondent Timothy R. Bush submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.