2023078427601 Surage Kamal Roshan Perera CRD 4716321 AWC vr (2023-1691281204224).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023078427601
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Surage Kamal Roshan Perera (Respondent)
Former General Securities Principal, Former General Securities Representative
CRD No. 4716321
Pursuant to FINRA Rule 9216, Respondent Surage Kamal Roshan Perera submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.