2022076795001 George Snyder IV CRD 4276539 AWC lp (2024-1731284399740).pdf
FINRA REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
N0. 2022076795001
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: George Snyder IV (Respondent)
Former General Securities Representative
CRD No. 4276539
Pursuant to FINRA Rule 9216, Respondent George Snyder IV submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
24-00453(4).pdf
Order to Vacate
Election Notice - 10/18/2024
Executive Summary
The purpose of this Election Notice is to notify FINRA small firm members of the Small Firm Advisory Committee (SFAC) election and the distribution of ballots. Two seats on the SFAC are up for election, one representing the North region and one representing the West region. FINRA small firm members1 in those regions as of the close of business on Thursday, October 17, 2024, are eligible to vote in these elections.
Voting concludes on Monday, November 18, 2024.