2019061789201 Christopher Harrington Jr. CRD 5250991 AWC vr (2023-1691626813104).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019061789201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Christopher Harrington, Jr. (Respondent)
Former General Securities Representative
CRD No. 5250991
Pursuant to FINRA Rule 9216, Respondent Christopher Harrington, Jr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
2022075178601 Ariya Pejouhesh CRD 5059630 AWC vr (2023-1691626813102).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022075178601
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Ariya Pejouhesh (Respondent)
General Securities Representative
CRD No. 5059630
Pursuant to FINRA Rule 9216, Respondent Pejouhesh submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
Gen Z Investors: A Look at the Attitudes and Behaviors of the Youngest Investors
Gen Z is beginning to invest younger than any generation before them. On this episode, we take a deep dive into a new study by the FINRA Foundation and CFA Institute looking at the attitudes and behaviors of Gen Z investors, including the role of crypto as an onramp, the use of social media and more.
2022074196801 Kiffin Anderson CRD 4668159 AWC gg (2023-1691367607715).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022074196801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Kiffin Anderson (Respondent)
General Securities Representative
CRD No. 4668159
Pursuant to FINRA Rule 9216, Respondent Kiffin Anderson submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.