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Effective January 1, 2025, the Prospective CAT Cost Recovery Fee 2024-1 will no longer be in effect for transactions in eligible securities executed by FINRA member CAT executing brokers, and the Prospective CAT Cost Recovery Fee 2025-1 will be in effect.
Questions regarding this Notice may be directed to:
Effective January 1, 2025, Historical CAT Cost Recovery Assessment 1 will no longer be in effect for transactions in eligible securities executed by FINRA member CAT executing brokers.
Questions regarding this Notice may be directed to:
To Whom it May Concern,
Thank you for the opportunity to comment on Regulatory Notice 24-13, “Effectiveness and Efficiency of [FINRA] Requirements Relating to Day Trading.” I am a strong believer in the benefits of engaging the community in this way, and sincerely appreciate the authority's time and attention.
I think that pattern day trading rule for accounts less than $25000 is unfair and I like to be cancelled because small investors like me with account $2000 lose money because of this rule.
Exemple
on 12/11/12 I had 3 day trades in 5 trading days and I traded earnings on C3AI and because I can not sold the stocks because then my account will be restricted because the stock rises and then fall out I lost in few hours $200.I closed the stock next day with a list of money.
Let me share a story. I have a small trading account, less than $1,000. I’m working to build it up, and for that, day trades are crucial. Every decision I make now comes with the added question: “Is this trade worth using one of my limited day trades?” That’s mental overhead, and it doesn’t protect my account—it hurts it.