FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023077080601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: ACP Securities, LLC (Respondent) Member Firm CRD No. 139049 Pursuant to FINRA Rule 9216, Respondent ACP Securities, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. SILVIO BORRERO (CRD No. 5087491), Respondent. Expedited Proceeding No. ARB240010 RCM No. 20240820391 Hearing Officer–LOM EXPEDITED DECISION October 7, 2024 Respondent failed to pay an arbitration award issued in favor of his former employer, a FINRA member firm, and failed to show that he had a bona fide inability to pay or make a meaningful payment toward the award at any time after issuance of the award.