2021069368901 EarlyBirdCapital, Inc., CRD 28629 AWC gg (2024-1716423622504).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021069368901
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: EarlyBirdCapital, Inc. (Respondent)
Member Firm
CRD No. 28629
Pursuant to FINRA Rule 9216, Respondent EarlyBirdCapital, Inc. submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.