18-00553(3).pdf
Order to Confirm
20-01539(3).pdf
order to confirm
18-00553(4).pdf
Other - MTV Notice of Appeal
2022073844901 Gregory E. Collins CRD 4224616 AWC lp (2023-1692836407766).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022073844901
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Gregory E. Collins (Respondent)
Former General Securities Representative and General Securities Principal
CRD No. 4224616
Pursuant to FINRA Rule 9216, Respondent Gregory E. Collins submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.