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2022073844901 Gregory E. Collins CRD 4224616 AWC lp (2023-1692836407766).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022073844901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Gregory E. Collins (Respondent) Former General Securities Representative and General Securities Principal CRD No. 4224616 Pursuant to FINRA Rule 9216, Respondent Gregory E. Collins submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.