2022074278301 BrokerBank Securities Inc. CRD 130116 and Philip Paul Wright CRD 2453688 OHO Decision -df (2023-1693095605088).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS
DEPARTMENT OF ENFORCEMENT,
Complainant,
v.
BROKERBANK SECURITIES, INC.
CRD No. 130116,
and
PHILIP PAUL WRIGHT
(CRD No. 2453688),
Respondents.
Disciplinary Proceeding
No. 2022074278301
Hearing Officer–BEK
DEFAULT DECISION
July 24, 2023
Respondent BrokerBank Securities, Inc.