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Intellivest Securities, Inc. Comment On Regulatory Notice 26-06
Please accept the following comments regarding Modernizing FINRA Arbitration
Regulatory Notice 26-07
Richard A Comment On Regulatory Notice 26-06
To Whom It May Concern:
I respectfully urge FINRA to reconsider the current policy requiring publication of customer complaints regardless of merit, validation, or regulatory finding.
My concern is not abstract. It arises from direct experience.