Re: Comment on FINRA Regulatory Notice 26-06 – Modernizing FINRA Arbitration Rules, Guidance and Process

Dear Ms. Mitchell:

I'm an attorney who regularly represents investment fraud victims in FINRA arbitration. I urge FINRA to stay true to its investor protection mission and reject the bulk of the recommendations in RN 26-06. Many of these proposals would benefit broker-dealers at the direct expense of investors — and that's not what FINRA is here to do.

Forum Selection / Customer Disputes (A(i))