23-02636(3).pdf
Order to Confirm
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22-01490(6).pdf
Other
INTELLIGENT CROSS LLC
Information
- Reporter ID
- INCR
- Reporter Type
- Alternative Trading System
- Current Report URL
- https://www.imperativex.com/incr-rule-605-reports
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 10-14-2026 | https://www.imperativex.com/incr-rule-605-reports |
2022075203301 Vistia Capital, LLC CRD 311342 AWC lp.pdf
From June 2021 through at least January 2023, Vistia’s business focused on
recommending private placements of securities to retail customers. During this period,
two of the firm’s registered representatives disclosed seven outside business activities,
including three that related to business relationships with issuers of the firm’s private
placement offerings.