Geographic Distribution of Firms by Branches and Headquarters
1Individuals may be registered in more than one state. We do not make changes to state-level counts with respect to multi-state registrations.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.