For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
View the Rule Filing Status Report.
| Rule Filing Number Sort ascending | Title |
|---|---|
| SR-FINRA-2010-015 | Proposed Rule Change to Amend Section 4(c) of Schedule A to the FINRA By-Laws |
| SR-FINRA-2010-014 | Proposed Rule Change Relating to FINRA Rule 9554 to Eliminate Explicitly the Inability-to-Pay Defense in the Expedited Proceedings Context |
| SR-FINRA-2010-013 | Proposed Rule Change to Modify FINRA/Nasdaq Trade Reporting Securities Transaction Credit |
| SR-FINRA-2010-012 | Proposed Rule Change to Amend FINRA Rule 8312 (BrokerCheck Disclosure) |
| SR-FINRA-2010-011 | Proposed Rule Change to Modify Certain FINRA/Nasdaq Trade Reporting Facility Fees |
| SR-FINRA-2010-010 | Proposed Rule Change to Update a Cross-Reference within FINRA Rule 0150 |
| SR-FINRA-2010-009 | Proposed Rule Change to Provide Additional Relief Relating to Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees |
| SR-FINRA-2010-008 | Proposed Rule Change to Amend Incorporated NYSE Rule 312(g)(1) |
| SR-FINRA-2010-007 | Proposed Rule Change to Amend the By-Laws of FINRA Dispute Resolution |
| SR-FINRA-2010-006 | Proposed Rule Change to Amend Rules 12602 and 13602 of the Customer and Industry Codes to Provide for Attorney Representation of Non-Party Witnesses in Arbitration |
| SR-FINRA-2010-005 | Proposed Rule Change to Repeal Incorporated NYSE Rule 405(4) Common Sales Accounts |
| SR-FINRA-2010-004 | Proposed Rule Change to Make Non-Substantive Technical Changes to FINRA Rule 4521 |
| SR-FINRA-2010-003 | Proposed Rule Change Relating to Trade Reporting of OTC Equity Securities and Restricted Equity Securities |
| SR-FINRA-2010-002 | Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules |
| SR-FINRA-2010-001 | Proposed Rule Change Relating to Publication of Certain Aggregate Daily Trading Volume Data |
| SR-FINRA-2009-095 | Proposed Rule Change to Adopt FINRA Rule 3240 (Borrowing From or Lending to Customers) in the Consolidated FINRA Rulebook |
| SR-FINRA-2009-094 | Proposed Rule Change Relating to Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities |
| SR-FINRA-2009-093 | Proposed Rule Change to Repeal NASD Rule 2450, NASD Interpretive Material 2830-2 and Incorporated NYSE Rule 413 as Part of the Process of Developing the Consolidated FINRA Rulebook |
| SR-FINRA-2009-092 | Proposed Rule Change to Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program to Qualify to Engage in a Security Futures Business |
| SR-FINRA-2009-090 | Proposed Rule Change to Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consolidated FINRA Rulebook |
| SR-FINRA-2009-089 | Proposed Rule Change to Adopt FINRA Rule 6490 Relating to Processing of Company-Related Actions and Implementing Fees for Such Services |
| SR-FINRA-2009-088 | Proposed Rule Change Relating to Waiver and Credit of Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees |
| SR-FINRA-2009-087 | Proposed Rule Change to Repeal NASD Rules 2760 and 2780, Incorporated NYSE Rules 2B and 411, and the Interpretation to Incorporated NYSE Rule 411(a)(ii)(5) as Part of the Process of Developing the Consolidated FINRA Rulebook |
| SR-FINRA-2009-086 | Proposed Rule Change to Adopt FINRA Rule 5160 (Disclosure of Price and Concessions in Selling Agreements) in the Consolidated FINRA Rulebook |
| SR-FINRA-2009-085 | Proposed Rule Change Relating to Order Reporting Requirements on the Alternative Display Facility |