Proposed Rule Change to Amend Section 4(c) of Schedule A to the FINRA By-Laws
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Section 4(c) of Schedule A to the FINRA By-Laws to add a reference to the fees assessed for the Series 51, Series 52 and Series 53 examinations. The proposed rule change does not change the amount of the fee for the Series 51, Series 52 or Series 53 examination.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 50.9 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 57.16 KB |