SR-FINRA-2010-028
Proposed Rule Change to Adopt FINRA Rule 4320 (Short Sale Delivery Requirements) in the Consolidated FINRA Rulebook
Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt NASD Rule 3210 (Short Sale Delivery Requirements) as FINRA Rule 4320 in the consolidated FINRA rulebook.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 73.13 KB | |
| Amendment No.1 to Proposed Rule Change | PDF - 33.59 KB | |
| Federal Register Notice | PDF - 65.01 KB | |
| Approval Order | PDF - 51.58 KB |