Proposed Rule Change to Amend FINRA Rule 11892 Regarding Clearly Erroneous Transactions in Exchange-Listed Securities
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities).
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 107.07 KB | |
Federal Register Notice | PDF - 70.04 KB | |
Extension No. 1 | PDF - 21.86 KB | |
Approval Order | PDF - 75.51 KB |