2023078107201 Ravi D Parmar CRD 4466633 AWC gg (2024-1713572402703).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023078107201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Ravi D Parmar (Respondent)
Former Non-Registered Associated Person
CRD No. 4466633
Pursuant to FINRA Rule 9216, Respondent Ravi D Parmar submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.