2024082375001 Kyle Joon Kim CRD 2446395 AWC gg (2025-1747959606952).pdf
From June 2019 to June 2024, Kim violated FINRA Rules 3270 and 2010 by
participating in an outside business activity without providing prior notice to his firm. For
this violation, Kim is suspended for three months in all capacities and fined $5,000.