For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
We wanted to add a comment to section G5 related to the impact of AI agents to current workflows. AI agents have the capability now to scrape data off the internet and complete forms like a person would, they can also adapt rapidly and learn based on the success rate of the workflow, there are already instances where agentic AI was banned because of the potential for misuse like the recent ban on agentic applications to jobs on Linkedin.
FINRA will conduct its Annual Meeting of firms on Monday, August 18, 2025, at 9:00 a.m. Eastern Time at FINRA’s Washington, D.C., office (1700 K Street, NW, Washington, D.C.) for the purpose of electing one Large Firm Governor and one Small Firm Governor to the FINRA Board of Governors (FINRA Board or Board).1
