Public Investors Advocate Bar Association (PIABA) Comment On Regulatory Notice 25-06
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Information Notice - 6/26/25
Effective July 1, 2025, Prospective CAT Cost Recovery Fee 2025-1 will no longer be in effect for transactions in eligible securities executed by FINRA member CAT executing brokers, and Prospective CAT Cost Recovery Fee 2025-2 will be in effect.
23-02977(3).pdf
Second Amended Expungement Award
Kevin Comment On Regulatory Notice 25-06
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