Andrew McElduff

Andrew McElduff is a Vice President in Member Supervision, and the Head of FINRA’s Membership Application Program (MAP) and the Deputy Head of FINRA’s Risk Monitoring Program. 

FINRA's MAP Group serves as the entry point to the securities industry by ensuring that prospective and current members meet FINRA’s Standards for Admission. MAP evaluates the planned business activities—including financial, operational, supervisory, and compliance systems—for prospective member firms and material business changes for current member firms. 

2020066757804 Brian J. Pavelko CRD 6347352 Complaint ks (2025-1761437998585).pdf

The Department of Enforcement alleges: 1. Between November 2023 and August 2024, while registered with FINRA through an association with NI Advisors (CRD No. 134502), Respondent Brian J. Pavelko (CRD No. 6347352) failed to comply with requests, which FINRA issued pursuant to FINRA Rule 8210, for documents and information related to his receipt of Pandemic Unemployment Assistance (“PUA”) from the New Jersey Department of Labor, Division of Unemployment Insurance (“NJDUI”). 2.
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