2023079884201 John D. Engler Sr. CRD 835827 AWC lp (2024-1714609207592).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023079884201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: John D. Engler Sr. (Respondent)
Former General Securities Representative
CRD No. 835827
Pursuant to FINRA Rule 9216, Respondent John D. Engler Sr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.