2021071137001 Lek Securities Corp CRD 33135 Charles Frederik Lek CRD 4672129 OHO Decision df (2024-1714954812635).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS
DEPARTMENT OF ENFORCEMENT,
Complainant,
v.
LEK SECURITIES CORP.
(CRD No. 33135),
and
CHARLES FREDERIK LEK
(CRD No. 4672129)
Respondents.
Disciplinary Proceeding
No.