2025087119301 Shay Donovan CRD 7903747 AWC ks.pdf
On November 6, 2024, while taking the Series 66 Uniform Combined State Law
Examination (a North American Securities Administrators Association (NASAA)
qualification exam), Donovan had access to unauthorized materials in violation of
FINRA Rule 2010. Donovan is suspended for 18 months in all capacities and fined
$5,000.