2022076459306 Robert Steven Meyer CRD 3074785 AWC vr (2024-1715300420782).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO.2022076459306
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Robert Steven Meyer (Respondent)
Former General Securities Representative and Former General Securities Principal
CRD No. 3074785
Pursuant to FINRA Rule 9216, Respondent Robert Steven Meyer submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
202169350301 Murray Securities, Inc. CRD 142783 AWC lp (2024-1715214019321).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021069350301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Murray Securities, Inc. (Respondent)
Member Firm
CRD No. 142783
Pursuant to FINRA Rule 9216, Respondent Murray Securities Inc. submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2020066123601 Kyle Benjamin Baker CRD 4933282 AWC lp (2024-1715214019317).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020066123601
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Kyle Benjamin Baker (Respondent)
General Securities Representative
CRD No. 4933282
Pursuant to FINRA Rule 9216, Respondent Kyle Benjamin Baker submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.