FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067072101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher Joseph McCoy (Respondent) Former General Securities Representative CRD No. 4113108 Pursuant to FINRA Rule 9216, Respondent Christopher Joseph McCoy submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.