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2025088674601 Rudy Anguiano CRD 5188950 AWC ks.pdf
From July 2023 to August 2025, Anguiano converted a total of $1,731,000 from two LPL
customers in violation of FINRA Rules 2150(a) and 2010. As a result, Anguiano is barred
from associating with any FINRA member in all capacities.