23-03265(4).pdf
Other-Amended notice of Appeal
23-03265(3).pdf
order to confirm
2022076787401 Tradestation Securities Inc. CRD 39473 AWC lp (2025-1756081200050).pdf
From July to September 2022, TradeStation Securities distributed retail communications
concerning crypto assets or crypto asset-related services which failed to clearly disclose
that crypto assets were not offered through a registered broker-dealer or which did not
provide a fair and balanced presentation of the benefits and risks of the products
discussed. Therefore, Tradestation Securities violated FINRA Rules 2210(d) and 2010
and is censured and fined $85,000.