2020067072101 Christopher Joseph McCoy CRD 4113108 AWC gg (2024-1715905221504).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020067072101
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Christopher Joseph McCoy (Respondent)
Former General Securities Representative
CRD No. 4113108
Pursuant to FINRA Rule 9216, Respondent Christopher Joseph McCoy submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.