25-02240.pdf
Expungement Award
FINRA.org will undergo scheduled maintenance on October 18, 2026, 11 p.m. – October 19, 2026, 7 a.m., with a brief 5 min. outage during this window.
HAPI
Information
- Reporter ID
- HAPI
- Reporter Type
- Broker-Dealer
- Current Report URL
- https://help.hapi.trade/en/articles/8982954-disclosures
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 09-25-2026 | https://help.hapi.trade/en/articles/8982954-disclosures |
M1 FINANCE LLC
Information
- Reporter ID
- MOFO
- Reporter Type
- Broker-Dealer
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 09-25-2026 | https://m1-production-agreements.s3.us-east-1.amazonaws.com/documents/Important_Trading_and_Pricing_Information.pdf |
MOOMOO FINANCIAL INC.
Information
- Reporter ID
- FUTM
- Reporter Type
- Broker-Dealer
- Current Report URL
- http://public.s3.com/rule605/futm
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 09-25-2026 | http://public.s3.com/rule605/futm |
24-02444(3).pdf
Order to confirm