For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization |
| Issuing Organization | DEC Institute |
| Qualification and Training Requirements | |
| Prerequisites | Level I: None Level II: Candidates must have passed the Level I exam and must be an undergraduate student, hold a bachelor’s degree, or have six months of industry experience. |
| Designation Training Requirements | Optional online training course and self-study materials |
| Designation Exam Type | Two proctored final exams (Level I and Level II), online or in person |
| Continuing Education Requirements | 30 hours every three years |
| Verification and Complaints | |
| Online Designation Resource | None |
| Investor Complaint Process | None |
| Published List of Disciplined Designees | None |
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization |
| Issuing Organization | DEC Institute |
| Qualification and Training Requirements | |
| Prerequisites | Level I: None Level II: Candidates must have passed the Level I exam and must be an undergraduate student, hold a bachelor’s degree, or have six months of industry experience. |
| Designation Training Requirements | Optional online training course and self-study materials |
| Designation Exam Type | Two proctored final exams (Level I and Level II), online or in person |
| Continuing Education Requirements | 30 hours every three years |
| Verification and Complaints | |
| Online Designation Resource | None |
| Investor Complaint Process | None |
| Published List of Disciplined Designees | None |
