FINRA Annual Conference
FINRA's premier event—this conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics.
2022074183401 Deloitte Corporate Finance, LLC CRD 111747 AWC va (2023-1675902013480).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022074183401
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Deloitte Corporate Finance, LLC (Respondent)
Member Firm
CRD No. 111747
Pursuant to FINRA Rule 9216, Respondent Deloitte Corporate Finance, LLC (DCF) submits this
Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of
the alleged rule violations described below.
2021070461801 Clinton F. Byrd CRD 4673625 AWC lp (2023-1675902013631).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021070461801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Clinton F. Byrd (Respondent)
Former General Securities Representative
CRD No. 4673625
Pursuant to FINRA Rule 9216, Respondent Clinton F. Byrd submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
20-03720(3).pdf
Motion to Vacate
22-00816(3).pdf
Motion to Vacate