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Expungement Award
2012032731802r Wilson-Davis CRD multi NAC jhjr (2025-1755130819621).pdf
BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Wilson-Davis & Co., Inc., James C. Snow, and Byron B. Barkley, Salt Lake City, Utah, Respondents. DECISION Complaint No. 2012032731802r Dated: July 10, 2025. On remand from the Securities and Exchange Commission for redetermination of sanctions. Held, sanctions modified.
24-02283.pdf
Expungement Award