2021071926701 Insight Securities, Inc. CRD 5611 AWC lp (2023-1676161205594).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021071926701
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Insight Securities, Inc. (Respondent)
Member Firm
CRDNo. 5611
Pursuant to FINRA Rule 9216, Respondent Insight Securities, Inc. submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
