FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067122301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey Tabak (Respondent) General Securities Principal CRD No. 856416 Pursuant to FINRA Rule 9216, Respondent Jeffrey Tabak submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063302101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Riedl First Securities Company of Kansas (Respondent) Member Firm CRD No. 30812 Pursuant to FINRA Rule 9216, Respondent Riedl First Securities Company of Kansas submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076194201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Rollin Revelle (Respondent) Former General Securities Representative CRD No. 5619752 Pursuant to FINRA Rule 9216, Respondent John Rollin Revelle submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024082598101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Marat Likhtenstein (Respondent) Former General Securities Representative CRD No. 2470480 Pursuant to FTNRA Rule 9216, Respondent Marat Likhtenstein submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.