FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067041002 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Philip Gerard Ciantro (Respondent) Financial and Operations Principal; General Securities Principal; General Securities Representative; Operations Professional CRD No. 2350685 Pursuant to FINRA Rule 9216, Respondent Philip Gerard Ciantro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.