2019061205201 Martin David Batstone CRD 2171601 Complaint va (2019-1572567591642).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Martin David Batstone CRD No. 2171601, Respondent. Disciplinary Proceeding No. 2019061205201 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between November 2015 and August 2016, while associated with Independent Financial Group, LLC