2017053034301 Wells Fargo Advisors, LLC (nka Wells Fargo Clearing Services, LLC) CRD 19616 AWC sl (2020-1583021966843).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT
NO. 2017053034301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Wells Fargo Advisors, LLC (n/k/a Wells Fargo Clearing Services, LLC), Respondent
Member Firm CRD No.