FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Ji Jun Yang CRD No. 6084289, Respondent. Disciplinary Proceeding No. 2019061187102 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From September 2015 through November 2018, while associated with RBC Capital Markets, LLC (the firm), Respondent Ji Jun Yang converted approximately $41,000 from the firm by causing it to pay for fictitious meal and taxi expenses charged to Yang’s firm-issued corporate