FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059489001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kenton C. Crabb, Respondent Former Registered Representative CRD No. 2397338 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Kenton Christopher Crabb submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JAMES G. MCKINNEY (CRD No. 2100850), Respondent. Disciplinary Proceeding No. 2018057829001 Hearing Officer-MJD DEFAULT DECISION February 27, 2020 Respondent is barred from associating with any FINRA member firm in any capacity for failing to comply with requests for information and documents and failing to provide testimony during a FINRA investigation, in violation of FINRA Rules 8210 and 2010.