IM-10302. Related Counterclaim

This rule is no longer applicable. NASD IM-10302 has been superseded by FINRA IM-10302.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

10302. Simplified Arbitration

This rule is no longer applicable. NASD Rule 10302 has been superseded by FINRA Rule 10302. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

10301. Required Submission

This rule is no longer applicable. NASD Rule 10301 has been superseded by FINRA Rule 10301. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

10217. Fees

This rule is no longer applicable. NASD Rule 10217 has been superseded by FINRA Rule 10217. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

10216. Coordination of Claims Filed in Court and in Arbitration

This rule is no longer applicable. NASD Rule 10216 has been superseded by FINRA Rule 10216. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

10215. Attorneys' Fees

This rule is no longer applicable. NASD Rule 10215 has been superseded by FINRA Rule 10215. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

10214. Awards

This rule is no longer applicable. NASD Rule 10214 has been superseded by FINRA Rule 10214. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

10213. Discovery

This rule is no longer applicable. NASD Rule 10213 has been superseded by FINRA Rule 10213. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

10212. Composition of Panels

This rule is no longer applicable. NASD Rule 10212 has been superseded by FINRA Rule 10212. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

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