11120. Definitions
This rule is no longer applicable. NASD Rule 11000 Series has been superseded by FINRA Rule 11000 Series. Please consult the appropriate FINRA Rule.
IM-11110. Refusal to Abide by Rulings of the Committee
This rule is no longer applicable. NASD Rule 11000 Series has been superseded by FINRA Rule 11000 Series. Please consult the appropriate FINRA Rule.
11110. Committees
This rule is no longer applicable. NASD Rule 11000 Series has been superseded by FINRA Rule 11000 Series. Please consult the appropriate FINRA Rule.
11100. SCOPE OF UNIFORM PRACTICE CODE
This rule is no longer applicable. NASD Rule 11000 Series has been superseded by FINRA Rule 11000 Series. Please consult the appropriate FINRA Rule.
10335. Temporary Injunctive Orders; Requests for Permanent Injunctive Relief
This rule is no longer applicable. NASD Rule 10335 has been superseded by FINRA Rule 10335. Please consult the appropriate FINRA Rule.
This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.
10334. Direct Communication Between Parties and Arbitrators
This rule is no longer applicable. NASD Rule 10334 has been superseded by FINRA Rule 10334. Please consult the appropriate FINRA Rule.
This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.
10333. Member Surcharge and Process Fees
This rule is no longer applicable. NASD Rule 10333 has been superseded by FINRA Rule 10333. Please consult the appropriate FINRA Rule.
This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.
10332. Schedule of Fees for Customer Disputes
This rule is no longer applicable. NASD Rule 10332 has been superseded by FINRA Rule 10332. Please consult the appropriate FINRA Rule.
This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.
10331. Incorporation by Reference
This rule is no longer applicable. NASD Rule 10331 has been superseded by FINRA Rule 10331. Please consult the appropriate FINRA Rule.
This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.