FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060982602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Shlomo Strugano, Respondent Former General Securities Representative CRD No. 3108780 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Shlomo Strugano submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060563201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Chrysadakis, Respondent Investment Company and Variable Contracts Products Representative CRD No. 5680661 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent John Chrysadakis submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.