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2019064202601 John Clifford Park CRD 5864589 AWC va (2020-1585354767759).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019064202601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Clifford Park, Respondent Former Registered Representative CRD No. 5864589 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent John Clifford Park ("Park") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2019063735801 Terrence E. Bonk CRD 1011846 AWC va (2020-1585268425287).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063735801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Terrence E. Bonk, Respondent General Securities Representative CRD No. 1011846 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Terrence E. Bonk ("Bonk") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.