This rule is no longer applicable. NASD IM-10104 has been superseded by FINRA IM-10104.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

This rule is no longer applicable. NASD Rule 10104 has been superseded by FINRA Rule 10104. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

This rule is no longer applicable. NASD Rule 10103 has been superseded by FINRA Rule 10103. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

This rule is no longer applicable. NASD Rule 10102 has been superseded by FINRA Rule 10102. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

This rule is no longer applicable. NASD Rule 10101 has been superseded by FINRA Rule 10101. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

This rule is no longer applicable. NASD Rule IM-10100 has been superseded by FINRA Rule IM-10100. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

This rule is no longer applicable. NASD Rule 10100 has been superseded by FINRA Rule 10100. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 10000 has been superseded by FINRA Rule 10000. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 9870 has been superseded by FINRA Rule 9870. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 9860 has been superseded by FINRA Rule 9860. Please consult the appropriate FINRA Rule.