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2018059948101 Erlloisse Magan CRD 3146325 AWC va (2019-1573431653300).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059948101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Erlloisse Magan, Respondent Former Registered Representative CRD No. 3146325 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Erlloisse Magan ("Magan") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.