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FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061903401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Benjamin Leitman, Respondent General Securities Representative CRD No. 5698076 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Benjamin Leitman ("Leitman" or "Respondent") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

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FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059233001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ustocktrade Securities, Inc. Respondent Member Firm CRD No. 16208 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Ustocktrade Securities, Inc. ("Respondent" or "Firm") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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