FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jason Howell Poff CRD No. 4078570, Respondent. Disciplinary Proceeding No. 2018058501502 Hearing Officer—MJD ORDER ACCEPTING OFFER OF SETTLEMENT Date: Mary 13, 2021 INTRODUCTION Disciplinary Proceeding No. 2018058501502 was filed on December 23, 2020, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Jason Howell Poff submitted

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018056458801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Bradley Woods & Co. Ltd. (Respondent) Member Firm CRD No. 13660 Daniel Ripp (Respondent) General Securities Principal CRD No. 1398164 Pursuant to FINRA Rule 9216, Respondents Bradley Woods & Co. Ltd. and Daniel Ripp submit this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement