FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019062784701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Cynthia Ann Perry, Respondent General Securities Representative CRD No. 4597565 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Cynthia Ann Perry (“Perry” or “Respondent”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below.