2017052741001 Cantor Fitzgerald & Co. CRD 134 AWC jlg (2020-1593994785854).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052741001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Cantor Fitzgerald & Co., Respondent Member Firm CRD No. 134 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Cantor Fitzgerald & Co., ("the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
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