FINRA Webinar: Remote Inspections Pilot Program Data Submission and Documentation Requirements
FINRA staff will host this one-hour webinar to discuss the Remote Inspections Pilot Program data submission and documentation requirements. This session will review the upcoming deadlines and the data and information requirements and submission process.
FINRA Webinar: Remote Inspections Pilot Program Data Submission and Documentation Requirements – On-Demand Recording
View the supplemental resource for the Rule 3110.18 - Remote Inspections Pilot Program.
This event is open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering. A recording will be made available after the event.
This event is closed to the press.
Questions
For questions regarding the webinar, contact Member Relations and Education. For questions regarding registration, please email [email protected].