FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064935602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kayan Securities, Inc. (Respondent) Member Firm CRD No. 156175 Yong Soo Kim (Respondent) General Securities Principal CRD No. 1747849 Pursuant to FINRA Rule 9216, Respondents Kayan Securities and Yong Soo Kim (Kim) submit this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.