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23-00824(2).pdf
order to vacate
2025088031501 Anthony Sica CRD 1332626 AWC ks.pdf
Sica refused to appear for on-the-record testimony requested pursuant to FINRA Rule
8210. As a result, he violated FINRA Rules 8210 and 2010 and is barred from associating
with any FINRA member in all capacities.
2022076038801 Stash Capital LLC CRD 287728 AWC ks.pdf
Between January 2019 and June 2023, Stash Capital failed to establish and maintain a
customer identification program that was reasonable in light of the size and nature of the
firm’s business and customer base in violation of FINRA Rules 3310(b) and 2010.
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