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2026088900901 Justin Kim CRD 6703074 AWC ks.pdf
Kim refused to provide documents and info1mation requested pursuant to FINRA Rule 8210. As a result, he violated FINRA Rules 82 10 and 2010 and is barred from associating with any FINRA member in all capacities.
Special Notice – 3/17/26
Summary
FINRA, as a self-regulatory organization, is informed by and benefits from engagement with and the expertise of our member firms, investors and other interested parties on regulatory and policy initiatives related to FINRA’s mission of promoting market integrity and investor protection.
Information Notice 3/17/26
Summary
Effective April 4, 2026, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will increase from its current rate of $0.00 per million dollars in transactions to a new rate of $20.60 per million dollars in transactions.
Finance-related questions should be directed to: