2022074096802 Vincent Pucciarelli CRD 2039846 AWC lp (2023-1694218802118).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022074096802
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Vincent Pucciarelli (Respondent)
General Securities Representative
CRD No. 2039846
Pursuant to FINRA Rule 9216, Respondent Vincent Pucciarelli submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.