FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 20210693220011
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Electronic Transaction Clearing, Inc. (Respondent)
Member Firm
CRD No. 146122
Pursuant to FINRA Rule 9216, Respondent Electronic Transaction Clearing, Inc. (ETC) submits
this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement
of the alleged rule violations described below.