2021069177601 Brian Beh CRD 1500962 AWC lp (2024-1724286016284).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069177601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brian Beh (Respondent) General Securities Representative CRD No. 1500962 Pursuant to FINRA Rule 9216, Respondent Brian Beh submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

An Update on FINRA’s Crypto Asset Work and the Crypto Hub

Last summer, we introduced listeners to FINRA’s Crypto Hub, an enterprise-wide strategy for keeping up with the evolving crypto asset regulatory landscape. On this episode, we have three members of the hub join us to provide an update on that work to dig into the results of a recent survey of member firms regarding their crypto asset touch points to tell us about the new spot Bitcoin ETP market and more.
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